Paraplanning, AFSL governance, risk management and compliance support for Australian financial advice firms.
Explore ServicesFounded by Richard Pollock, Maple Logic partners with licensees and advice practices to embed ethical conduct, robust governance and efficient processes that lift advice quality and client trust.
20+ years across AFSL compliance, professional standards and adviser supervision in licensee networks and advice practices.
Practical frameworks that operationalise Best Interest Duty and the Code of Ethics, aligning people, processes and technology.
Clear, compliant and client-first practices that scale quality advice and build enduring trust.
Fee-for-service paraplanning with consistent, compliant documentation and workflow integration.
Risk frameworks, policy libraries, compliance calendars and Responsible Manager support, aligned to ASIC expectations.
Supervision programs, file review methodologies, remediation and coaching.
Workflow design, documentation standards, templating and automation to scale quality advice.
Breach assessment, remediation, complaints (IDR/EDR) and AFCA liaison.
Practical training that embeds ethics, professional conduct and continuous improvement.
We provide practical, responsive support for licensees & advisers across Australia.